TEAM

About US
Our team of experts support your COLP and COFA all the way and help your firm achieve and demonstrate regulatory compliance.

Qualified

Professional

Experienced

OUR TEAM

SRA Compliance Experts

Legal Compliance Services is a team of former SRA compliance experts who provide bespoke regulatory compliance and risk management systems and advice to law firms enabling them to meet the SRA’s requirements on an ongoing basis, improve quality and efficiency and better manage their risk exposure.

We give compliance officers peace of mind that they are getting compliance right on an ongoing basis whilst saving firms valuable time and money. We help with specific compliance issues such as anti-money laundering procedures, accounts auditing, relationships with third parties and introducers. All of our consultants are accredited by the Law Society as Lexcel Consultants and also assist firms with obtaining CQS, WIQS and SQM.

E

Our consultants

  • Have between them worked as compliance experts at the SRA for over 60 years
  • Have provided on-site practical compliance assistance to well over 2,500 firms
  • Are qualified solicitors who have worked in private practice
  • Were part of the team that worked on the development of outcomes-focused regulation
  • Know what the SRA is looking for on a practical level